Senate Bill 3578
115th Congress(2017-2018)
Improving Investment Research for Small and Emerging Issuers Act
Introduced
Introduced in Senate on Oct 11, 2018
Origin Chamber
Senate
Type
Bill
Bill
The primary form of legislative measure used to propose law. Depending on the chamber of origin, bills begin with a designation of either H.R. or S. Joint resolution is another form of legislative measure used to propose law.
Bill Number
3578
Congress
115
Policy Area
Finance and Financial Sector
Finance and Financial Sector
Primary focus of measure is U.S. banking and financial institutions regulation; consumer credit; bankruptcy and debt collection; financial services and investments; insurance; securities; real estate transactions; currency. Measures concerning financial crimes may fall under Crime and Law Enforcement. Measures concerning business and corporate finance may fall under Commerce policy area. Measures concerning international banking may fall under Foreign Trade and International Finance policy area.
No Senate votes have been held for this bill.
Summary
Improving Investment Research for Small and Emerging Issuers Act
This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.
October 11, 2018
10/11/2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
10/11/2018
Introduced in Senate
Public Record
Record Updated
Jan 11, 2023 1:41:08 PM